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Compliance Monitoring Manager


Compliance Monitoring Manager

  • Homer Road, Solihull

Business Area: Group Risk and Compliance

Brief description

The ideal candidate will be an experienced Financial service compliance professional, ideally in an advisory capacity, with a commitment to excellence and a drive to see things through to the end. They will develop themselves to become a subject matter expert across the Group and ensure their own values and behaviours reflect the principles of treating customers fairly. If you’re up for the challenge then please read on …

Purpose of the role

Responsible for the day-to-day oversight and management of the Compliance Advisory Team, leading on or providing support to the team in their provision of consultancy and advisory assistance to the Group’s business owners; and assisting with ad hoc investigations and projects as necessary, ensuring that regulatory and conduct risks are considered. The role will involve acting as an advocate for the Compliance Advisory resource.

Duties & responsibilities


  • Actively support the Head of Compliance (Advisory, Policy & Governance) in leading Paragon’s approach to conduct of business compliance and other non-prudential regulatory matters
  • Lead and support a strong and credible compliance advisory team that can support the needs of the business
  • Keep abreast of the emerging regulatory issues that may or will impact the compliance and conduct agenda and reflect these in relevant monitoring outputs or terms of reference documents
  • Produce relevant management reports and papers that support the Head of Compliance (Advisory, Policy & Governance) and the Group Chief Risk Officer in identifying areas that require regulatory development
  • Represent Compliance at stakeholder meetings as a key subject matter expert and as an ambassador for the Risk and Compliance function
  • Ensure the departments own controls are designed and working effectively. Lead in the development and update of the Compliance Manual and underlying procedures / processes to ensure that they are as robust as possible
  • A strong understanding of the regulatory framework in which the Group operates and its regulatory requirements and expectations with regard to Group business lines, including mortgages, consumer credit, savings and debt collection
  • Be able to lead and develop your direct reports and provide or source effective coaching and training to enable them to achieve their potential
  • A drive and appetite for personal development and continuous learning
  • Understanding of the appropriate policies and standards applicable the role
  • Excellent written and verbal communication skills
  • Able to adapt to change quickly and influence / encourage others
  • Ability to prioritise tasks to ensure delivery meets critical deadlines

Qualifications and experience

Previous experience in a similar compliance or in a FCA regulated environment, including demonstrable management or team leader experience is required. An appropriate risk based / compliance qualification is desirable.

Working hours

37.5 hours per week, Monday to Friday, 8.30am to 5.00pm (one hour for lunch).


Relevant training will be provided.

Paragon Banking Group PLC.  Registered in England number 2336032.  Registered office 51 Homer Road, Solihull, West Midlands  B91 3QJ.

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